Gartner Terms of Use BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Congratulations on your new role. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Nix will report to Tara Plimpton, chief legal officer for the bank. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Smith is a member of the companys Executive Leadership Team. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. (Photo: Business Wire). Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. 8 a.m. 5 p.m. GMT Deputy Chief Risk Officer and Chief Credit Officer. You should consult privacy disclosures at the linked website for further information. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Core Product Marketing. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. John M. Turner, Jr. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer He is a member of Regions Executive Leadership Team. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Chief Administrative and Human Resources Officer. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Youre about to leave Regions to use an external site. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Chief Operating Officer. New compliance officers face an overwhelming amount of tasks during their first few months. Hope D.Mehlman Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Mehlman received her bachelors degree from Cornell University. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Nolan joined Regions in 1989. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Youre about to leave Regions to use an external site. Chief Financial Officer. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. He began his career in the Jackson, Mississippi office of Arthur Andersen. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Head of Investor Relations. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. All Rights Reserved. She is also a member of the Rotary Club of Greater Birmingham. Discover the four best practice approaches in investigation management. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Privacy Policy. Member FDIC. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He is responsible for 1,500+ facilities and workplace strategy. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Andrew Nix will join Regions as chief governance officer on March 17. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Senior Executive Vice President RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Senior Executive Vice President Meet Andrew Nix. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Misra is responsible for overseeing the company's data strategy and enterprise data . She is a member of the companys Executive Leadership Team. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Core Product Marketing. Fournier J. Bill Ritter serves as Head of the Wealth Management group. Cheatham graduated from Auburn University with a bachelors degree in accounting. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Chief Legal Officer and Corporate Secretary. Jeremy King | Senior Executive Vice President Use this one-page template to communicate your strategy with internal business partners. Scott M. Peters He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. General Counsel and Corporate Secretary. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Bill Ritter serves as Head of the Wealth Management group at Regions. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Anthony Restel President, Regional Banking . Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Executive Vice President Executive Vice President Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Brett D. Couch John Turner is president and chief executive officer of Regions Financial Corporation. She leads all institutional, retail and fixed income investor relations functions. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. During this period, he served in line management positions in manufacturing, distribution and sales. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. and His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. You should consult privacy disclosures at the linked website for further information. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Andrews experience and insights will help us build on these accomplishments. Beth Ardoin Chief Communications Officer . Additional information about Regions and its full line of products and services can be found at www.regions.com. and Chief Governance Officer and Assistant Corporate Secretary. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. In 2006, he led the HR integration during the Regions/AmSouth merger. Head of Corporate Responsibility and Community Engagement. Head of Corporate Banking Group. C. Keith Herron Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. He is also a member of the companys Executive Leadership Team. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Gartner helps compliance officers transition confidently andsucceed faster. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Senior Executive Vice President Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Plimpton joined Regions in 2020, following an 18-year career at General Electric. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Chief Data and Analytics Officer. Senior Executive Vice President All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. His primary focus was financial institutions. About Regions Financial Corporation Senior Executive Vice President Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Gartner Terms of Use All rights reserved. Dana W. Nolan Head of Commercial Banking. Executive Vice President Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Senior Executive Vice President At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. John Turner is president and chief executive officer of Regions Financial Corporation. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Regions Bank is an Equal Housing Lender and Member FDIC. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Executive Vice President Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. This press release features multimedia. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. The solution? Senior Executive Vice President Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Chief Financial Officer. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Regions News on Twitter: @RegionsNews. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Andrew Nix. About this role. Smith began his banking career at Deposit Guaranty as a management trainee. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Regions Investment Solutions is a marketing name of Cetera Investment Services. Senior Executive Vice President Tammy LoCascio Chief Operating Officer . Senior Executive Vice President Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Paul, Seattle, and Portland. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. C. Ward Cheatham As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Regions News Online: regions.doingmoretoday.com CCOs must monitor and respond to changes in compliance risks. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Ronald G. Smith Regions Bank is an Equal Housing Lender and Member FDIC. Hope Dmuchowski Chief Financial Officer. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. C. Matthew Lusco In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. and He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Regions provides links to other websites merely and strictly for your convenience. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Couch earned a bachelors degree in Corporate Finance from the University of Alabama.
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regions bank chief compliance officer